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Regulatory Support

We support the organization’s interactions with various regulatory agencies
including state bank regulators, the FDIC, OCC, and Federal Reserve.

  • Provide independent reviews of the Bank’s policies and procedures to satisfy regulatory requirements
  • Develop governance routines, management policies and operational procedures to demonstrate readiness for compliance challenges and achieve regulatory approval when required for various strategic initiatives like new product introductions, expansions, recapitalizations and acquisitions
  • Write detailed strategic plan that both conforms to management’s vision and satisfies regulatory requirements
  • Improve IT governance to enable effective oversight
  • Develop enterprise risk management programs to comply with FDICIA requirements regarding an assessment of internal controls for >$1B banks
  • Exam prep to support the bank’s internal risk ratings on selected credit exposure